UK Regulated Entities
The following entities are registered in the UK and regulated by the FCA;
UK Regulated Entity | Distinct Active | Dual Regulated |
Investment firm | 3902 | 45 |
AIFM | 711 | 122 |
UCITS management company | 163 | 82 |
Systematic internaliser | 57 | 0 |
Regulated market | 13 | 0 |
Multilateral trading facility | 96 | 1 |
Organised trading facility | 58 | 1 |
Approved publication arrangement | 6 | 5 |
Approved reporting mechanism | 4 | 4 |
Credit Institutions | 1113 | 0 |
Table 7 – UK regulated entities
Note – Dual regulated firms are registered under 2 regimes. 40 Investment Firms are dual listed as an AIFM and 82 UCTIS management companies are dual listed as AIFMs. (ESMA Registers)