UK Regulated Entities

The following entities are registered in the UK and regulated by the FCA;

 

 

UK Regulated Entity Distinct Active Dual Regulated
Investment firm 3902 45
AIFM 711 122
UCITS management company 163 82
Systematic internaliser 57 0
Regulated market 13 0
Multilateral trading facility 96 1
Organised trading facility 58 1
Approved publication arrangement 6 5
Approved reporting mechanism 4 4
Credit Institutions

(FCA register)

1113 0

Table 7 – UK regulated entities

Note – Dual regulated firms are registered under 2 regimes. 40 Investment Firms are dual listed as an AIFM and 82 UCTIS management companies are dual listed as AIFMs. (ESMA Registers)