Open positions by Entity by outsatnding notional (2018)
Entity | Reference | Equity (EQ) | Currency (CU) | Commodity (CO) | Interest Rate (IR) | Credit (CR) |
All | n/a | 35 (trillion) | 70 | 23 | 450 | 12.1 |
Investment Firm | Directive 2004/39/EC | 13 | 46 | 18 | 113 | 6.5 |
Credit Institution | Directive 2006/48/EC | 11 | 18 | 0 | 113 | 3.5 |
AIF | Directive 2011/61/EU | 1 | 0 | 0 | 23 | 0.5 |
UCTIS | Directive 2009/65/EC | 1 | 0 | 0 | 9 | 0.1 |
Pension Funds | Directive 2003/41/EC | 1 | 0 | 0 | 9 | 0 |
Insurance | Directive 73/239/EEC Directive 2002/83/EC Directive 2005/68/EC |
0 | 0 | 0 | 5 | 0 |
Other | NFC – EMIR Article 2 (9) CCP – EMIR Article 2 (1) |
9 | 6 | 3 | 180 | 1.5 |
Table 11 – Entities with an EMIR reporting obligations
(ESMA, 2018)